Compliance/Risk

Deborah A. Austin
CTCP, CFSA
Senior Vice President
Personal Fiduciary Risk Director
UNION BANK
San Diego, California


Michael Daly
Vice President and Manager
Risk Management & Quality Control
UNION BANK
San Francisco, California


What keeps us up at night? Join your peers in three different discussion groups of best practices, problem solving, leadership, governance, current issues, present challenges, and possible approaches to address all issues. We ask all federal and state regulators in attendance to join the “Regulators” Roundtable. All other attendees may choose the “Auditing” or “Compliance/ Risk” Roundtables.

Click here for speaker biography - Deborah A. Austin

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