Conference Materials

FIRMA Conference Materials

2013

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FIRMA National Risk Management Training Conference
April 28 - May 2, 2013
Las Vegas, NV

Conference Registration

Click Here for 2013 Conference Brochure

Agenda

Sunday, April 28, 2013

1:00 PM - 3:00 PM : Pre-Conference Workshop I: Managing Regulatory Reporting - State by State

1:00 PM - 3:00 PM : Pre-Conference Workshop II: Finding the Risks in Trust Administrative Reviews

Monday, April 29, 2013

8:00 AM - 8:15 AM : Welcoming Remarks

8:15 AM - 9:15 AM : Opening Keynote Session - From Mob Mouthpiece to Mayor

9:30 AM - 10:30 AM : Trust Legislative Update

10:45 AM - 11:45 AM : Economic Update - Beyond the Fiscal Debate

11:45 AM - 1:15 PM : Hosted Luncheon & Dessert with the Sponsors

1:15 PM - 2:15 PM : Securities Regulator Panel

2:30 PM - 3:30 PM : Senior Executive Panel - Are You Ready for the Next Threat?

3:45 PM - 5:15 PM : Roundtable - Auditing

3:45 PM - 5:15 PM : Roundtable - Compliance/Risk

3:45 PM - 5:15 PM : Roundtable - Regulators

Tuesday, April 30, 2013

8:00 AM - 9:00 AM : Keynote Session - Risk and Reward-Asset Allocation in a Changed World

9:15 AM - 10:15 AM : Risk Appetite

10:30 AM - 12:00 PM : Regulator Panel

12:15 PM - 1:15 AM : Personal Information Security

2:30 PM - 4:30 PM : In-Conference Seminar: Fiduciary Governance

Wednesday, May 1, 2013

8:00 AM - 9:00 AM : Keynote Session - The Changing World of Asset and Wealth Management

9:15 AM - 10:15 AM : Section 17 Affiliate Transactions

9:15 AM - 10:15 AM : New Products and Business Initiatives

9:15 AM - 10:15 AM : ERISA Update

9:15 AM - 10:15 AM : How 'Smart' Are You?

10:30 AM - 11:30 AM : Beyond Force Majeure: Practical Steps to Implement Lessons Learned from Superstorm Sandy and Other Systemic Challenges

10:30 AM - 11:30 AM : Investor Manager Analysis: The Deep Dive

10:30 AM - 11:30 AM : Getting the Right Fit on SSAE16 Reports

11:45 AM - 1:15 PM : Hosted Luncheon & FIRMA Annual Membership Meeting

1:15 PM - 2:15 PM : Recent Developments in Fiduciary Litigation

1:15 PM - 2:15 PM : Recovery and Resolution Plans - Corporate Living Wills

1:15 PM - 2:15 PM : Letters and Titles and Tags

2:30 PM - 3:30 PM : Co-Fiduciary Risk: The Pitfalls and the Rewards - How to Balance Both and Protect Yourself

2:30 PM - 3:30 PM : Trends in Trusts: Directed Trusts & Decanting

2:30 PM - 3:30 PM : EB Prohibited Transactions

3:45 PM - 4:45 PM : To Identify a Fraud, Learn to Think Like a Fraudster

3:45 PM - 4:45 PM : Risk Management of Oil & Gas Interests

3:45 PM - 4:45 PM : Global Sub-Custodian Risk

Thursday, May 2, 2013

8:00 AM - 9:00 AM : Keynote Session - Leading from a Fiduciary Perspective

9:15 AM - 10:15 AM : FATCA Update and its Global Reach

10:30 AM - 11:30 AM : Panel - Satisfactory to Strong

11:30 AM - 11:30 AM : Conference Adjourns

Speakers

Addleman, Katherine : Securities Regulator Panel

Austin, Deborah : Letters and Titles and Tags

Bilko, David : Panel - Satisfactory to Strong

Bujalski, Keith : Roundtable - Auditing

Calaby, Cecilia : Trust Legislative Update

Campisi, Dominic : Keynote Session - Risk and Reward-Asset Allocation in a Changed World

Corcoran, Dick : In-Conference Seminar: Fiduciary Governance

Crawford, Harold : Senior Executive Panel - Are You Ready for the Next Threat?

Daly, Michael : Roundtable - Compliance/Risk

De Vries, Jennifer : Roundtable - Compliance/Risk

DiMilo, Anthony : Regulator Panel

Dow, James : Regulator Panel

Edwards, Bev : Beyond Force Majeure: Practical Steps to Implement Lessons Learned from Superstorm Sandy and Other Systemic Challenges

Fitzsimons, Dana : Recent Developments in Fiduciary Litigation

Galindo, George : Getting the Right Fit on SSAE16 Reports

Gallagher, James : Panel - Satisfactory to Strong

Goodman, Oscar : Opening Keynote Session - From Mob Mouthpiece to Mayor

Heinze, Martha : Recovery and Resolution Plans - Corporate Living Wills

Heinze, Martha : Global Sub-Custodian Risk

Hetherington, Cynthia : Personal Information Security

Hrabak, James : Investor Manager Analysis: The Deep Dive

Kallembach, Larry : Senior Executive Panel - Are You Ready for the Next Threat?

Kelly, Becky : Pre-Conference Workshop II: Finding the Risks in Trust Administrative Reviews

Kirby, Julia : In-Conference Seminar: Fiduciary Governance

Kirby, Julia : How 'Smart' Are You?

Kropschot, Jeffrey S. : Roundtable - Regulators

Lee, Duane : Pre-Conference Workshop I: Managing Regulatory Reporting - State by State

Lormel, Dennis : To Identify a Fraud, Learn to Think Like a Fraudster

Lyons, Gregory : New Products and Business Initiatives

Manfredonia, Linda : Senior Executive Panel - Are You Ready for the Next Threat?

Meyer, Jean : Beyond Force Majeure: Practical Steps to Implement Lessons Learned from Superstorm Sandy and Other Systemic Challenges

Miller, Joel : Regulator Panel

Miller, Sally : FATCA Update and its Global Reach

Murphy, Martin : Securities Regulator Panel

Norris, William : Co-Fiduciary Risk: The Pitfalls and the Rewards - How to Balance Both and Protect Yourself

Novick, Barbara : Keynote Session - The Changing World of Asset and Wealth Management

Pattegar, Satish : In-Conference Seminar: Fiduciary Governance

Pattegar, Satish : Section 17 Affiliate Transactions

Pelcak, Gary : Roundtable - Auditing

Pond, Roger : Pre-Conference Workshop II: Finding the Risks in Trust Administrative Reviews

Romano, Carla : Securities Regulator Panel

Sackley, Janice : Letters and Titles and Tags

Sadler, Dick : Risk Management of Oil & Gas Interests

Salzberg, Barry : Keynote Session - Leading from a Fiduciary Perspective

Sargent, Sally Larson : Trends in Trusts: Directed Trusts & Decanting

Smith, Marilyn : In-Conference Seminar: Fiduciary Governance

Sparano, Mark : Panel - Satisfactory to Strong

Ufford, Roberta : ERISA Update

Ufford, Roberta : EB Prohibited Transactions

Young, Walter : Risk Appetite

Zentner, Ellen : Economic Update - Beyond the Fiscal Debate