32nd National Risk Management Training Conference
San Diego, California
April 22-26, 2018
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Conference Materials

FIRMA Conference Materials

Complete Session Index

YearSpeaker Session
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2013Addleman, KatherineSecurities Regulator Panel
2018Alden, BenjaminROBO Advisor – Strategy and Risks
2014Alexander, CliffordMuni Advisor Rule
2015Alyward, PatrickFATCA & Muni Advisor Post Mortem
2018Andrews, DonFiduciary Conduct
2014Antonelli, PamelaPanel Operations Risk Update / Hot Topics
2013Austin, DeborahLetters and Titles and Tags
2014Austin, DeborahIn-Conference Seminar: Preparing for & Managing a Regulatory Exam
2015Austin, DeborahConflicts of Interest--Is Your Program Effective?
2018Bailey, Holly A.Workshop II: Core Tenets for Effective Operational Fiduciary Risk Management Programs
2018Beshea, Bradley F.Roundtable: Risk/Compliance
2018Beshea, Bradley F.Conference Highlights and Key Takeaways: Risk / Compliance
2013Bilko, DavidPanel - Satisfactory to Strong
2018Brodsky, Michael E.Whistleblowing as Part of Compliance Program DNA
2018Buchanan, J. PhilManaging the Risks of Account Officer Succession
2014Buffington, Mary BethPanel Operations Risk Update / Hot Topics
2013Bujalski, KeithRoundtable - Auditing
2018Bujalski, KeithHabits of a Highly Effective Audit Function
2015Burr, JamesFATCA & Muni Advisor Post Mortem
2014Calaby, Cecelia A.Trust Legislative Update
2018Calaby, Cecelia A.ABA Trust Legislative Update
2013Calaby, CeciliaTrust Legislative Update
2015Calaby, CeciliaTrust Legislative Update
2014Campbell, BradfordIRAs
2013Campisi, DominicKeynote Session - Risk and Reward-Asset Allocation in a Changed World
2014Campisi, DominicFiduciary Litigation
2018Carroll, DavidKeynote: A Little Paranoia Goes a Long Way these Days: Risk, Regulation, and Reputation
2014Chaparro, FranciscaElectronic Signatures in Global and National Commerce Act at Your Company
2018Clark, John L.Roundtable: First Line of Defense
2018Clark, John L.Conference Highlights and Key Takeaways: First Line of Defense
2014Compton, MarkAdvanced Session / Operations
2018Cook, ChrisMonitoring the Trading Desk
2013Corcoran, DickIn-Conference Seminar: Fiduciary Governance
2018Coyne, Michael D.Focus Session I: What's Key in KRIs
2013Crawford, HaroldSenior Executive Panel - Are You Ready for the Next Threat?
2015Dahl, JamesHow to Mitigate Litigation Risk
2014Dalton, TishRegulator Panel
2015Dalton, TishRegulator Panel
2015Dalton, TishRisk Management for Third Party Relationships--OCC Expectations for Wealth Management Activities
2013Daly, MichaelRoundtable - Compliance/Risk
2013De Vries, JenniferRoundtable - Compliance/Risk
2014De Vries, JenniferConference Highlights & Key Takeaways / Large Bank
2014De Vries, JenniferRoundtable-Large Banks
2015De Vries, JenniferRoundtable-Large Institutions
2015De Vries, JenniferConference Highlights and Key Takeaways: Large Institutions
2018De Vries, JenniferHabits of a Highly Effective First Line of Defense in the Fiduciary Business
2015DeMaris, FranILITs
2013DiMilo, AnthonyRegulator Panel
2014DiMilo, AnthonyRegulator Panel
2015Dindoffer, JoanWho Do You Trust? Know Your Customer...and All Things AML in the Trust World
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