32nd National Risk Management Training Conference
San Diego, California
April 22-26, 2018
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Conference Materials

FIRMA Conference Materials

Complete Session Index

YearSpeaker Session
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2013Addleman, KatherineSecurities Regulator Panel
2014Alexander, CliffordMuni Advisor Rule
2015Alyward, PatrickFATCA & Muni Advisor Post Mortem
2014Antonelli, PamelaPanel Operations Risk Update / Hot Topics
2015Austin, DeborahConflicts of Interest--Is Your Program Effective?
2014Austin, DeborahIn-Conference Seminar: Preparing for & Managing a Regulatory Exam
2013Austin, DeborahLetters and Titles and Tags
2013Bilko, DavidPanel - Satisfactory to Strong
2014Buffington, Mary BethPanel Operations Risk Update / Hot Topics
2013Bujalski, KeithRoundtable - Auditing
2015Burr, JamesFATCA & Muni Advisor Post Mortem
2014Calaby, Cecelia A.Trust Legislative Update
2013Calaby, CeciliaTrust Legislative Update
2015Calaby, CeciliaTrust Legislative Update
2014Campbell, BradfordIRAs
2013Campisi, DominicKeynote Session - Risk and Reward-Asset Allocation in a Changed World
2014Campisi, DominicFiduciary Litigation
2014Chaparro, FranciscaElectronic Signatures in Global and National Commerce Act at Your Company
2014Compton, MarkAdvanced Session / Operations
2013Corcoran, DickIn-Conference Seminar: Fiduciary Governance
2013Crawford, HaroldSenior Executive Panel - Are You Ready for the Next Threat?
2015Dahl, JamesHow to Mitigate Litigation Risk
2015Dalton, TishRegulator Panel
2015Dalton, TishRisk Management for Third Party Relationships--OCC Expectations for Wealth Management Activities
2014Dalton, TishRegulator Panel
2013Daly, MichaelRoundtable - Compliance/Risk
2013De Vries, JenniferRoundtable - Compliance/Risk
2015De Vries, JenniferRoundtable-Large Institutions
2015De Vries, JenniferConference Highlights and Key Takeaways: Large Institutions
2014De Vries, JenniferConference Highlights & Key Takeaways / Large Bank
2014De Vries, JenniferRoundtable-Large Banks
2015DeMaris, FranILITs
2014DiMilo, AnthonyRegulator Panel
2013DiMilo, AnthonyRegulator Panel
2015Dindoffer, JoanWho Do You Trust? Know Your Customer...and All Things AML in the Trust World
2015Dindoffer, JoanWho Do You Trust? Know Your Customer...and All Things AML in the Trust World (REPEAT)
2014Dow, JamesRegulator Panel
2013Dow, JamesRegulator Panel
2015Dow, JamesRegulator Panel
2013Edwards, BevBeyond Force Majeure: Practical Steps to Implement Lessons Learned from Superstorm Sandy and Other Systemic Challenges
2015Edwards, BevIRA Custodial Responsibilities
2015Edwards, BevIRA Custodial Responsibilities (REPEAT)
2015Eller, JenniferERISA Update
2014Fanic, TaniAdministrative Risks with Foundations / Endowments
2015Fay, MichaelManaging Risk: Hot Topics within the Investment Management Industry
2013Fitzsimons, DanaRecent Developments in Fiduciary Litigation
2014Foy, AskariRegulator Panel
2014Frozena, AngelaConference Highlights & Key Takeaways / Regulator
2014Frozena, AngelaRoundtable-Regulators
2014Frye, DavidRisks Related to Client Disbursements
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