Conference Materials

2013

Regulator Panel

Tuesday, April 30, 2013 10:30 AM - 12:00 PM

Speakers

Anthony DiMilo

Examination Specialist - Trust
FDIC
San Francisco, California

Speaker Bio
James Dow

Director - Wealth Management & Operations Risk
Dept. of Supervision & Regulation
FEDERAL RESERVE BANK OF ATLANTA
Atlanta, Georgia

Speaker Bio
Joel Miller

Asset Management Group Leader
OFFICE OF THE COMPTROLLER OF THE CURRENCY
Washington, D.C.

Speaker Bio

Session Description

This is always a valuable and not-to-miss
session with our primary federal regula-
tors. These agency leaders will share their
current fiduciary examination and policy
initiatives, each responding respectively to
a series of questions posed by FIRMA.
This unique format will allow attendees to
hear how each agency is addressing finan-
cial reform.

Session Materials

Presentation - DiMilo

Presentation - Dow

Presentation - JMiller