Tuesday, April 24, 2018 2:30 PM - 4:30 PM
SVP, Risk & Regulatory Oversight
Please join us for a special In-Conference Seminar to discuss key risk indicators, monitoring, and reporting related to duciary accounts and activity. This session will include an open dialogue among all participants to share ideas and best practices relating to the following topics:
Key Risk Indicator reporting and development
Key performance metrics and reporting
Considering ‘value’ when developing KRIs
Determining and supporting thresholds
Forward-looking risk indicators
Sound governance structures and escalation
Risk management programs for asset managers and ducia- ries—including the use of risk metrics—are a continuing area of focus for regulators and auditors. This session will support a broad discussion of best practices for duciary risk indicator identi - cation, reporting, review, and ongoing monitoring. We will also discuss approached to ensure that KRIs are valuable and mean- ingful to our organizations, and can be used to drive effective risk management processes.
This session will be bene cial for both business-line personnel and independent risk professionals from enterprise or internal au- dit functions. We will also discuss current issues and challenges facing the industry relating to the development and reporting of key risk indicators, and we hope to provide all attendees with a great opportunity for information sharing and the development of useful best practices to take back to their respective organiza- tions.