Conference Materials

2014

Regulator Panel

Tuesday, April 29, 2014 10:30 AM - 12:00 PM

Speakers

Tish Dalton

Risk Specialist
OFFICE OF THE COMPTROLLER OF THE CURRENCY
Washington, DC

Speaker Bio
Anthony DiMilo

Examination Specialist - Trust
FDIC
San Francisco, California

Speaker Bio
James Dow

Director - Wealth Management & Operations Risk
Dept. of Supervision & Regulation
FEDERAL RESERVE BANK OF ATLANTA
Atlanta, Georgia

Speaker Bio
Askari Foy

Associate Regional Director
SECURITIES AND EXCHANGE COMMISSION
Atlanta, Georgia

Speaker Bio
Jeffrey S. Kropschot

Kropschot Consulting Partners

Speaker Bio

Session Description

This is always a valuable and not-to-miss session with our primary
federal regulators. These agency leaders will share their current fiduciary
examination and policy initiatives, each responding respectively
to a series of questions posed by FIRMA. This unique format will allow
attendees to hear how each agency is addressing financial reform.

Session Materials

Presentation - DiMilo

Presentation - Dow

Presentation - Dalton