Tuesday, April 29, 2014 12:15 PM - 1:15 PM
Senior Vice President
Center for Securities, Trusts, and Investments
AMERICAN BANKERS ASSOCIATION
Washington, D.C.
The regulators are still busy implementing the Dodd-Frank Act –
where are we? Much has been done, but much more remains to be
done. Come learn about how the regulators have been implementing
the Act so far, and how their regulations will impact the wealth management
industry. We will also look ahead to issues to watch out for
as implementation of the Act proceeds.