32nd National Risk Management Training Conference
San Diego, California
April 22-26, 2018
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Trust Manual / Rating Info.

OCC Asset Management Booklet This booklet provides an overview of the asset management business, its risks, and sound risk management processes. It also describes the OCC's supervisory philosophy and processes, and how they are applied to the asset management activities of national banks.

OCC Conflicts of Interest Booklet This booklet provides guidance to examiners evaluating the risk management practices banks have in place to control conflicts of interest and self-dealing.

OCC Custody Services Booklet This booklet addresses the fundamentals of securities custody and related services, and provides guidance for examining those activities in national banks.

OCC Investment Management Services Booklet This booklet contains an overview of the investment management business, its associated risks, and an appropriate risk management framework.

OCC Personal Fiduciary Services Booklet  This booklet provides an overview of personal fiduciary services, their associated risks, and a framework for managing those risks.

OCC Collective Investment Funds Booklet  This booklet provides guidance to examiners evaluating the risks of managing collective investment funds.

FDIC Trust Examination Manual This page provides a link to an online version of the manual, as well as an order form to request a free copy of the manual on CD-ROM.

OTS Trust and Asset Management Handbook This handbook is designed to assist examiners in planning and conducting examinations of trust and asset management products and services provided by a savings association to its customers.

Trust Examination Rating System Read the letter that announced the current Trust Examination Rating System. The Rating System is discussed at length in the Federal Register article that is included as an attachment.