BDIA Conflicts of Interest
Thomas Kennedy
Chief Compliance Officer
ARDENASSET
MANAGEMENT
New York, New York
This session will address conflicts of interest that naturally arise in the business of wealth management. Attendees will learn:
Managing conflicts in trading for advised accounts
Managing conflicts in the selection and retention of service providers
Managing conflicts in the receipt and exchange of gifts and entertainment
Best practices for mitigating conflicts and appropriate disclosure
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No other session materials are available
