Warner W. Price -
Moderator
Senior Vice President
Senior Administrative and
Chief Compliance Officer
TD BANKNORTHWEALTH
MANAGEMENT GROUP
Portland, Maine
Join your peers in an opportunity to participate in a discussion of
best practices, current issues, present challenges and possible
approaches to address them. Warner Price, a currentmember of the FIRMA
Board ofDirectors, will usemore than 36 years of experience as an
Audit/Compliance/Risk Management professional for large bank trust
departments and registered investment advisers to facilitate this
roundtable discussion. This session will be closed to regulators but
open to other attendees representing the fiduciary and investment
industry.
