Auditing Brokerage and Investment Activities


Keith Wenk
Senior Manager
AERS, Financial Services
DELOITTE & TOUCHE LLP
San Francisco, California



Please join Keith for an interactive discussion of the critical risk points in the audit of brokerage and investment activities in banks. Attendees will learn about sampling, risk activity profiling, asking the right probe questions, compliance and best practice testing, as well as effective communications.

Speaker biography not available

Powerpoint Presentation

No other session materials are available