Deborah A. Austin
Vice President
Personal Fiduciary Director
UNION BANK
San Diego, California
Discover the role of fiduciary compliance and risk management in
reviewing marketing materials. Marketing materials includes print and
soft media, radio and television media as well as client mailings and
request for proposals as well as web site content. Attendees will also
learn about standardization of content and disclosures. Attendees will
also learn what should and should not be included in marketing
materials. Examples and scenarios will be provided.
