Challenges in Managing Corporate Actions


Richard Ryndak
Senior Product Manager – Capital Changes
WOLTERS KLUWER FINANCIAL SERVICES
Riverwoods, Illinois



Corporate actions can be as simple as a name change or a stock split, or as complex as a merger or spin-off, with multiple elections, prorated consideration and unexpected tax consequences. Errors in processing corporate actions can result in substantial financial and regulatory risk, either from missed opportunities or incorrect payouts, or penalties for improper reporting. In this presentation, Richard Ryndak will present and attendees will learn a high-level review of the top challenges in managing corporate
actions, including:

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