Trust Regulatory Compliance Manager--Tolleson Wealth Management

Posted: December 18, 2024

 

Tolleson Wealth Management
Trust Regulatory Compliance Manager
Dallas, TX, USA


DUTIES AND RESPONSIBILITIES:       

  • Assist Trust Regulatory Compliance Director with the administration of the Trust Department’s Compliance Management program with focus on the rules and regulations applicable under OCC regulations (e.g., 12 CFR 9, CFR 12), FDIC exam manual covering fiduciary topics and RC-T reporting
  • Provide support to Trust Regulatory Compliance Director with the on-going monitoring, reporting and testing of the Trust Department’s Compliance Management program to make modifications that will prevent, detect and correct trust regulations and laws violations and mitigate risks to the firm.
  • Assist with drafting and amending policies and procedures to reflect the current business practices of the firm and the rules that govern them.
  • Assists with compliance review process by ensuring frequency and scope of reviews and self-tests are in alliance with compliance-related risk assessments
  • Assist with firm external trust audits and trust examinations, including responding to interview requests, on-site questions and assembling detailed responses to requests for information
  • Ensure compliance with regulations and controls by conducting research of various rules, reviewing compliance publications and participating in industry conferences and webinars
  • Coordinate, prepare and take minutes for all Compliance Meetings
     

MINIMUM POSITION REQUIREMENTS:          

  • 6-12+ years of personal trust experience a must.
  • 4+ years of compliance experience in the personal trust business a plus
  • Bachelor’s degree and Industry certification – CFIRS or CRCM is a plus
  • Strong working knowledge of trust regulatory environment and applicable trust banking regulations, including managing compliance related audits and examinations.
  • Proficient in Microsoft Suite (Excel, PowerPoint, Word, Outlook)
  • Functional understanding of trust product areas including internal control structures
  • Excellent analytical, organizational and problem-solving skills
  • Superior attention to detail, excellent verbal and written communication skills
  • Strong team player with demonstratable thoroughness and ability to work independently and collaborate across teams when needed.
  • Must consent to and have favorable consumer report, background check and drug/alcohol test
  • Ability to maintain extreme confidentiality

 

WORK AUTHORIZATION

Tolleson Wealth Management will only employ those who are legally authorized to work in the United States. This is not a position for which sponsorship will be provided.

Tolleson Wealth Management is an Equal Opportunity Employer.

 

TO APPLY:
https://grnh.se/43951bb12us

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