Conference Materials

FIRMA Conference Materials

Complete Session Index

YearSpeaker Session
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2015Burr, JamesFATCA & Muni Advisor Post Mortem
2019Calaby , CeceliaBreakout Sessions - ABA Trust Legislative Update: Our Positive Policy Environment
2019Calaby , CeceliaBreakout Sessions - ABA Trust Legislative Update: Our Positive Policy Environment
2014Calaby, Cecelia A.Trust Legislative Update
2018Calaby, Cecelia A.ABA Trust Legislative Update
2013Calaby, CeciliaTrust Legislative Update
2015Calaby, CeciliaTrust Legislative Update
2019Calacagno, AnthonyBreakout Sessions - Regulatory Panel
2019Calacagno, AnthonyBreakout Sessions - Regulatory Panel
2014Campbell, BradfordIRAs
2013Campisi, DominicKeynote Session - Risk and Reward-Asset Allocation in a Changed World
2014Campisi, DominicFiduciary Litigation
2022Campisi, Dominic J. Plagues, Plagues of Litigators, & A World of Financial Disruptions
2022Campisi, Dominic J. Plagues, Plagues of Litigators, & A World of Financial Disruptions (REPEAT)
2023Cantrell, StephenFocus Session I: Beyond the Basics - Risk Assessments
2018Carroll, DavidKeynote: A Little Paranoia Goes a Long Way these Days: Risk, Regulation, and Reputation
2021Cecil , Philip WConcurrent Sessions - Marketing: Ethics, Responsibilities and Disclosures
2014Chaparro, FranciscaElectronic Signatures in Global and National Commerce Act at Your Company
2022Chastain, CTFA, CAMS, CIA, Clayton A.Handling Hard-To-Value Assets
2021Chayet, Julie MinConcurrent Sessions - When Breaking Up is NOT Hard to Do
2021Clark, Brian Concurrent Sessions - The AI Advantage: Putting Artificial Intelligence to Work for You in Risk and Compliance
2018Clark, John L.Roundtable: First Line of Defense
2018Clark, John L.Conference Highlights and Key Takeaways: First Line of Defense
2014Compton, MarkAdvanced Session / Operations
2022Compton, RyanTales from the Front Lines of Intellectual Property and Intangible Property
2018Cook, ChrisMonitoring the Trading Desk
2013Corcoran, DickIn-Conference Seminar: Fiduciary Governance
2021Cowley, JeffConcurrent Sessions - Holistic Advice Requires Compliance Technology Innovation
2018Coyne, Michael D.Focus Session I: What's Key in KRIs
2022Craig, Hunter W.Where to Find Your Investment Expertise
2013Crawford, HaroldSenior Executive Panel - Are You Ready for the Next Threat?
2022Crawford, HaroldAML/BSA Risks in the Fiduciary Space
2022Crawford, HaroldAML/BSA Risks in the Fiduciary Space (REPEAT)
2015Dahl, JamesHow to Mitigate Litigation Risk
2019Dahya, YasminFocus Session II - Complex Investment Strategies and Exchange Traded Products
2019Dalton, Tish Breakout Sessions - Regulatory Panel
2014Dalton, TishRegulator Panel
2015Dalton, TishRegulator Panel
2015Dalton, TishRisk Management for Third Party Relationships--OCC Expectations for Wealth Management Activities
2019Dalton, TishBreakout Sessions - Regulatory Panel
2013Daly, MichaelRoundtable - Compliance/Risk
2022Danielson, RicohWorkshop I: Cyber Risk
2022Danielson, RicohKeynote: Ransomware
2023Davis, DanielKeynote: The Future Regulation of Crypto
2019De Vries, JenniferRoundtable Sessions- Conference Highlights & Key Takeaways:Large Bank / Risk / Compliance / FLOD
2013De Vries, JenniferRoundtable - Compliance/Risk
2014De Vries, JenniferConference Highlights & Key Takeaways / Large Bank
2014De Vries, JenniferRoundtable-Large Banks
2015De Vries, JenniferRoundtable-Large Institutions
2015De Vries, JenniferConference Highlights and Key Takeaways: Large Institutions
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