Conference Materials

2019

Breakout Sessions - Assessing Fiduciary Complaints

Monday, May 6, 2019 1:00 PM - 3:00 PM

Speaker

Marilyn Smith

Compliance Risk Management Consultant
FIRST DIMENSIONS CONSULTING
Chicago, Illinois

Speaker Bio

Session Description

Complaints in the Fiduciary Business? Really, you don’t say.  Attend this fundamental session to explore administrative risks in handling complaints as well as sound practices and industry trends for managinduciary complaints. 

Session Material

Assessing Fiduciary Complaints