Barbara Speidel                                                 
Managing Director Deputy Chief Auditor, Investment Management 
BNY MELLON 
Pittsburgh, Pennsylvania 

Fiduciary activities are highly regulated through numerous laws and regulations aimed at protecting a wide variety of clients and related third parties. Corporate fiduciaries are generally held to the highest standard of care and prudence, and are expected to act solely in the best interest of clients. How does an auditor navigate such an environment? What does an effective audit program for a fiduciary business look like? Come to this session to explore the answers to these questions and leave with some practical ideas you can put to use in your own organization.