Charles A. Durham
Executive Director & Chief
Compliance Officer
Sterling Capital Management LLC
Charlotte, North Carolina

Anna Pray
Senior Vice President
TRUIST WEALTH
Louisville, Kentucky

In this session, Attendees will:

• Learn how to properly define roles and responsibilities
• Consider independence and objectivity
• Appreciate how the three lines of defense cause business line fatigue and discuss some ideas to minimize that fatigue from the Second Line of Defense
• Define the holy grail: optimization of all lines of defenses with partial reliance on the independent public accountant and regulators