Monday, May 2, 2022 2:15 PM - 3:15 PM
Director Private Wealth Compliance
CIBC PRIVATE WEALTH
Atlanta, Georgia
This session will provide background on the SEC marketing rules on performance with topics such as model vs. actual performance, performance portability, and disclosure requirements. This session will also highlight some of the changes to performance advertising as a result of the new SEC Marketing Rule and how that may impact your firm's marketing materials.