Conference Materials

2014

Panel – Operations Risk – Update / Hot Topics

Tuesday, April 29, 2014 9:15 AM - 10:15 AM

Speakers

Pamela Antonelli

Senior VP, Corporate Operational Risk
NORTHERN TRUST
Chicago, Illinois

Mary Beth Buffington

Senior Vice President
BROADWAY NATIONAL BANK
San Antonio, Texas

Speaker Bio
David Jonke

Compliance Senior Director - Wealth and Asset Management Division
Senior Vice President
FIFTH THIRD BANK
Chicago, Illinois

Speaker Bio
T. Kevin Whalen

National Fiduciary Executive
FIFTH THIRD BANK
Cincinnati, Ohio

Speaker Bio

Session Description

During the Operational Risk panel discussion, our experts will be providing insight on a framework designed to assess and monitor operational risk. They will highlight how an organization’s key business functions can assess their operational risk and evaluate their control environment to provide management with an overall assessment of operational risk. They will discuss how their organizations are implementing an Enterprise Governance, Risk and Compliance solution to enhance management’s ability to assess and monitor risk throughout the organization. They will also address these important areas—always on the top of the list:

  • Are you in Compliance?
  • What do the examiners want to know?
  • Are you a Vendor Geek

Session Material

Presentation