Tuesday, April 29, 2014 10:30 AM - 12:00 PM
Risk Specialist
OFFICE OF THE COMPTROLLER OF THE CURRENCY
Washington, DC
Examination Specialist - Trust
FDIC
San Francisco, California
Director - Wealth Management & Operations Risk
Dept. of Supervision & Regulation
FEDERAL RESERVE BANK OF ATLANTA
Atlanta, Georgia
Associate Regional Director
SECURITIES AND EXCHANGE COMMISSION
Atlanta, Georgia
Principal and Founder
KROPSCHOT CONSULTING PARTNERS LLC
Sarasota Springs, Utah
This is always a valuable and not-to-miss session with our primary
federal regulators. These agency leaders will share their current fiduciary
examination and policy initiatives, each responding respectively
to a series of questions posed by FIRMA. This unique format will allow
attendees to hear how each agency is addressing financial reform.