In September 2013, the SEC unanimously adopted a registration rule
for municipal advisors, establishing that they have a federal fiduciary
duty to clients if they provide advice, compensated or not, that is
related to bonds or other municipal financial products and involves
recommendations based on the specific needs of a municipal entity.
Please join Cliff as he unwinds the complexities of the Rule and offers
compliance insights and readiness due-dates to our attendees.