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Events

WEBINAR--Fiduciary Compliance Fundamentals

July 13, 2022

Individual Registration Option

FIRMA Member Price: $130.00
Non-Member Price: $195.00

Group Registration Option

Three or more Group, per attendee - FIRMA Member: $85.00
Three or more Group, per attendee - Non-Member: $150.00
Registration Form

Description

 

 

“Fiduciary Compliance Fundamentals”
Wednesday, July 13, 2022
3:00 - 4:30pm ET

 

Speaker
David S. Villwock
Head of Firmwide Fiduciary Compliance, Managing Director
JPMorgan Chase Bank, N.A.
Columbus, OH


Our Fiduciary Compliance discussion will address basic industry practices and techniques.  Discover ways to meet your regulatory compliance through various methods beginning with a risk assessment and moving on to compliance monitoring/testing.  This session will explore numerous topics such as:

  • An effective compliance framework and program

  • One shop’s approach to a compliance risk assessment

  • Monitoring and testing topics

  • Compliance policy and procedure

  • Compliance Training

  • Issues Management

Please join us for this vital Fiduciary Compliance discussion.

 

CONTINUING EDUCATION
Certified FIRMA Members and Cannon CFIRS®, CCTP™, CRPP™, AFIM®, CTOP®, CTA, and CTCP Professionals are pre-approved for 1.5 CE’s for this Webinar.  The American Bankers Association has pre-approved the following CE’s for this Webinar: CSOP, CTFA, and CRCM 2.0 credits.
Check with your credentials provider for specific applicability.  
 

NOTE:  FIRMA encourages you to extend a special invitation to your Bank Counsel, Audit Executives, and Business First Line Executives to attend our program.

This program will be recorded for playback by registered attendees.
 

REGISTRATION DEADLINE IS JULY 6TH

Upcoming Events

Registration Deadline

July 6, 2022

Registration

Individual Registration Option

For individuals registering for a single webinar, please check one of the following:

Group Registration Option

For companies registering three (3) or more employees, please check one of the following:

Group coordinators wishing to register several attendees and make a single payment may contact Amy Caple at the FIRMA Office for assistance. Please call (770) 790-8355 or email to amy@thefirma.org

Payment Type

Cancellation Policy

Cancellations received through July 6, 2022 will be refunded less a $25 service charge. Cancellations made after July 6th are non-refundable. Written notification is required to process any cancellation or refund.