WEBINAR--Fiduciary Compliance Fundamentals

Individual Registration Option

FIRMA Member Price: $130.00
Non-Member Price: $195.00

Group Registration Option

Three or more Group, per attendee - FIRMA Member: $85.00
Three or more Group, per attendee - Non-Member: $150.00
Registration Form

Description

“Fiduciary Compliance Fundamentals”
Wednesday, July 13, 2022
3:00 - 4:30pm ET
 

Speaker
David S. Villwock
Head of Firmwide Fiduciary Compliance, Managing Director
JPMorgan Chase Bank, N.A.
Columbus, OH

Our Fiduciary Compliance discussion will address basic industry practices and techniques.  Discover ways to meet your regulatory compliance through various methods beginning with a risk assessment and moving on to compliance monitoring/testing.  This session will explore numerous topics such as:

• An effective compliance framework and program

• One shop’s approach to a compliance risk assessment

• Monitoring and testing topics

• Compliance policy and procedure

• Compliance Training

• Issues Management

Please join us for this vital Fiduciary Compliance discussion.

CONTINUING EDUCATION
Certified FIRMA Members and Cannon CFIRS®, CCTP™, CRPP™, AFIM®, CTOP®, CTA, and CTCP Professionals are pre-approved for 1.5 CE’s for this Webinar.  The American Bankers Association has pre-approved the following CE’s for this Webinar: CSOP, CTFA, and CRCM 2.0 credits. Check with your credentials provider for specific applicability.  
 

NOTE:  FIRMA encourages you to extend a special invitation to your Bank Counsel, Audit Executives, and Business First Line Executives to attend our program.

This program will be recorded for playback by registered attendees.
 

REGISTRATION DEADLINE IS JULY 6TH