WEBINAR--Building Your Regulatory Inventory

October 21, 2020

Individual Registration Option

Member Price: $130.00
Non-Member Price: $195.00

Group Registration Option

Three or more Group, per attendee - Member: $85.00
Three or more Group, per attendee - Non-Member: $150.00
Registration Form


Click here for Printable Registration Form

Wednesday, October 21, 2020
3:00-4:30pm ET


“Building Your Regulatory Inventory"
Deb Austin
Director, Fiduciary Compliance Director - MUFG Union Bank, NA

Do you have a complete list of regulations that may be applicable to your organization?  What is your process for determining which regulations are applicable?  How do you determine if the regulation is ‘key’ or not?  Are you drilling down into each citation?  What is the risk rating process?  Attend this session and hear what others are doing and how they are “Building their Regulatory Inventory”.



Upcoming Events

Registration Deadline

October 16, 2020


Individual Registration Option

For individuals registering for a single webinar, please check one of the following:

Group Registration Option

For companies registering three (3) or more employees, please check one of the following:

Group coordinators wishing to register several attendees and make a single payment may contact Amy Caple at the FIRMA Office for assistance. Please call (770) 790-8355 or email to

Payment Type

Cancellation Policy

Cancellations received through October 16, 2020, will be refunded less a $25 service charge. Cancellations made after October 16, 2020, are not refundable.