WEBINAR--Conflicts of Interest

Individual Registration Option

FIRMA Member Price: $130.00
Non-Member Price: $195.00

Group Registration Option

Three or more Group, per attendee - FIRMA Member: $85.00
Three or more Group, per attendee - Non-Member: $150.00
Registration Form

Description

“Conflicts of Interest”
Wednesday, September 22, 2021
3:00 - 4:30pm ET
 

Speakers
James M. Marion
Retired - National Fiduciary Advisor Executive
U.S. TRUST, Bank of America
Private Wealth Management
Chicago, IL

Suzanne L. Shier
Partner
Levenfeld Pearlstein, LLC
Chicago, IL

In this session, attendees will learn the increasing complexity of the financial services marketplace and examine examples of traditional and developing conflicts of interest that arise in the delivery of fiduciary services.  This session will address best practices for:

• Recognizing and understanding the indicators of conflicts
• Management and resolution of conflicts
• Identifying those emerging areas of conflicts
• Effective monitoring for conflicts
• Reporting conflicts amid governance structures and escalation

NOTE:  FIRMA encourages you to extend a special invitation to your Bank Counsel and to your Business First Line Executives to attend this informative Webinar.

CONTINUING EDUCATION
Certified FIRMA Members and Cannon CFIRS®, CCTP™, CRPP™, AFIM®, CTOP®, CTA, and CTCP Professionals are pre-approved for 1.5 CE’s for this Webinar.  The American Bankers Association has pre-approved the following CE’s for this Webinar: CTFA 2.0 credits.

THANK YOU TO OUR SEPTEMBER WEBINAR SPONSOR:

REGISTRATION DEADLINE IS SEPTEMBER 15TH