3-Day Virtual Training Conference
May 11-13, 2021
Register Now!

Events

WEBINAR--Conflicts of Interest

September 22, 2021

Individual Registration Option

FIRMA Member Price: $130.00
Non-Member Price: $195.00

Group Registration Option

Three or more Group, per attendee - FIRMA Member: $85.00
Three or more Group, per attendee - Non-Member: $150.00
Registration Form

Description

 

“Conflicts of Interest”
Wednesday, September 22, 2021
3:00 - 4:30pm ET

 

Speakers
James M. Marion

Retired - National Fiduciary Advisor Executive
U.S. TRUST, Bank of America
Private Wealth Management
Chicago, IL

Suzanne L. Shier
Partner
Levenfeld Pearlstein, LLC
Chicago, IL

 

In this session, attendees will learn the increasing complexity of the financial services marketplace and examine examples of traditional and developing conflicts of interest that arise in the delivery of fiduciary services.  This session will address best practices for:

  • Recognizing and understanding the indicators of conflicts
  • Management and resolution of conflicts
  • Identifying those emerging areas of conflicts
  • Effective monitoring for conflicts
  • Reporting conflicts amid governance structures and escalation

 

NOTE:  FIRMA encourages you to extend a special invitation to your Bank Counsel and to your Business First Line Executives to attend this informative Webinar.

 

 

CONTINUING EDUCATION
Certified FIRMA Members and Cannon CFIRS®, CCTP™, CRPP™, AFIM®, CTOP®, CTA, and CTCP Professionals are pre-approved for 1.5 CE’s for this Webinar.  The American Bankers Association has pre-approved the following CE’s for this Webinar: CTFA 2.0 credits.

 

 

THANK YOU TO OUR SEPTEMBER WEBINAR SPONSOR:



REGISTRATION DEADLINE IS SEPTEMBER 15TH

 

Upcoming Events

Registration Deadline

September 15, 2021

Registration

Individual Registration Option

For individuals registering for a single webinar, please check one of the following:

Group Registration Option

For companies registering three (3) or more employees, please check one of the following:

Group coordinators wishing to register several attendees and make a single payment may contact Amy Caple at the FIRMA Office for assistance. Please call (770) 790-8355 or email to amy@thefirma.org

Payment Type

Cancellation Policy

Cancellations received through September 15, 2021 will be refunded less a $25 service charge. Cancellations made after September 15th are non-refundable. Written notification is required to process any cancellation or refund.