AML / KYC / BSA


 Kathleen Oldenborg, CRP, CFIRS
National Bank Examiner
Large Bank Supervision
OFFICE OF THE COMPTROLLER OF THE CURRENCY
New York, New York
Janice J. Sackley, CTCP
Senior Vice President
Fiduciary Risk Manager
NATIONAL CITY BANK
Kalamazoo, Michigan


Please join Debbie and Sally as they discuss the role of key risk indicators for fiduciary activities and why they are critically important.  Debbie and Sally will begin with an analysis of what is a “key” risk indicator and how they differ from key performance indicators and key control indicators. They will also discuss the process to collect, analyze, and measure KRI’s, and how to establish an effective KRI reporting process. They will discuss key risk indicator definitions and the attributes such as leading, lagging, risk specific, and controllable.  You will not want to miss this interactive session.

Click here for speaker biography - Janice J. Sackley

PowerPoint presentation not available

Other session materials:

OCC Banking Circular 275: Free-Riding in Custody Accounts

FinCen SAR Activity Reviews