FIRMA offers to the trust audit and compliance industry a unique resource of expertise and insight to existing trust audit and compliance practices and standards of performance. FIRMA has the opportunity to develop standardized trust audit procedures as well as position papers on compliance risks and audit challenges of new trust products/ services and investment vehicles. FIRMA can also offer guidelines to financial institutions for establishing and maintaining a professional trust audit and compliance staff.
Charles Schwab & Co. - Director, Fiduciary Risk Mgmt
Posted: October 20, 2017