Director of Fiduciary Risk and Compliance--Associated Bank

Posted: October 10, 2024

 

 


Associated Bank
Director of Fiduciary Risk and Compliance for the Trust Company
Remote/Hybrid within footprint (Wisconsin, Illinois, Minnesota, Missouri) Would need to travel to Green Bay 4x a year for OCC Exams which last 4 days.

 


Job Description

Maintain a thorough knowledge of all applicable fiduciary and banking statutes and regulations. Keep current and up-to-date on new, existing and proposed regulations, and analyze implications of proposed regulations on the Trust Company or other Wealth Management entities as applicable, and communicate the implications to management.
Provide guidance and advice to the Trust Company on compliance and risk management, including policies, procedures, and controls necessary to achieve compliance with state and/or federal regulatory requirements. Act as a resource for compliance and risk management related activities, and personally research and escalate questions or concerns, or report findings back to management in a timely manner.

Education:

  • Bachelor's Degree or equivalent combination of education and experience Business, Economics, Accounting Required
  • Master's Degree or equivalent combination of education and experience Business, Economics, Accounting Preferred


Experience

  • 10-12 years Trust/Fiduciary industry Required
  • 6-8 years Compliance or Audit role and Risk Management Required
  • 4-6 years Risk Management and Leadership Required

 

Licenses and Certifications

  • CFIRS (Certified Fiduciary & Investment Risk Specialist) or equivalent by start date Required
  • CRMA (Certification in Risk Management Assurance) or equivalent by start date Required
  • Change Management Certification Preferred



To Apply:
https://associatedbank.wd1.myworkdayjobs.com/external_careers/job/US-WI-Remote/Director-of-Fiduciary-Risk-and-Compliance-Trust_JR101636


 

 

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