Conference Materials

2013

Pre-Conference Workshop I: Managing Regulatory Reporting - State by State

Sunday, April 28, 2013 1:00 PM - 3:00 PM

Speaker

Duane Lee

Executive Vice President
CANNON FINANCIAL INSTITUTE
Athens, Georgia

Speaker Bio

Session Description

Federal Fiduciary Regulatory Reporting Requirements: Present-
ing an overview of the federal reporting requirements for a fidu-
ciary institution. Duane will include DOL, IRS, SEC, IRS,
PBGC, OCC, FDIC, FRB and other federal agency reporting re-
quirements along with suggestions on how to organize and con-
trol the process effectively and efficiently. Attendees will also
learn common errors and pitfalls.

HANDOUTS WILL BE DISTRIBUTED ON-SITE.