Tuesday, April 30, 2013 2:30 PM - 4:30 PM
Wealth Management
Executive Vice President
THE FIRST NATIONAL BANK IN SIOUX FALLS
Sioux Falls, South Dakota
Director
Governance, Regulatory & Risk Strategies
DELOITTE & TOUCHE, LLP
Washington, D.C.
Director of Fiduciary Risk & Governance Fiduciary & Investment Risk Oversight Wealth and Investment Management Risk
WELLS FARGO CORPORATION
Minneapolis, Minnesota
Head US Risk Policy & Governance
BMO HARRIS BANK
Chicago, Illinois
Please join our expert panel for an in-
teractive discussion of the practices,
benefits and challenges of implement-
ing and maintaining a fiduciary gover-
nance structure that meets the needs
of the regulations, the company and
regulator expectations. Attendees will
learn the heightened regulatory expec-
tations and opportunities for enhance-
ments within the industry’s mandate
for a strong governance structure in
small, medium or large-sized financial
institutions. Our panel will analyze
lessons learned from failures – what
works, what doesn’t - and help create
a roadmap for implementation in your
organization.
HANDOUTS WILL BE DISTRIBUTED ON-SITE.