Conference Materials
Breakout Sessions - Does It Really Matter When It Comes to Being A Fiduciary to a 401(k) Plan?
Wednesday, May 8, 2019 10:30 AM - 11:30 AM
Speaker
Rosemarie M Panico-MarinoRosemarie M. Panico-Marino
Senior Consultant MESIROW RETIREMENT ADVISORY SERVICES
Chicago, Illinois
Speaker Bio
Session Description
In this session, Attendees will learn
- The difference between a 3(21) vs. a 3(38) advisor;
- What companies expect from these roles;
- Pricing for 3(21) and 3(38) advisory services; and
- Why it’s important to engage clients regardless of the advisory role.
We’ll also discuss the regulatory environment in Washington, DC that could have signicant impact for retirement plans.
Session Material
Does It Really Matter When It Comes to Being A Fiduciary to a 401(k) Plan?