Wednesday, May 1, 2013 2:30 PM - 3:30 PM
Partner
GROOM LAW GROUP
Washington, D.C.
ERISA and the Internal Revenue Code include substantially
similar rules prohibiting certain transactions involving retirement
plans as well as IRAs. This session provides a brief primer of these
prohibited transaction rules and discusses current issues, including
investment advice services, investments in proprietary products,
cross-selling and cross-collateralization.