Events

HALF DAY VIRTUAL SEMINAR--Back to Basics Reg 9

July 17, 2024

Individual Registration Option

FIRMA Member Price: $350.00
Non-Member Price: $550.00

Group Registration Option

Three or more Group, per attendee - FIRMA Member: $250.00
Three or more Group, per attendee - Non-Member: $450.00

Description

 

"Back to Basics: Reg 9"
July 17, 2024
12:00 - 3:30pm ET


 

AGENDA
Welcoming Remarks (11:55am)
Hale Mast

FIRMA Executive Director


Fiduciary Administration (12:00-1:00pm)
David Villwock

Compliance Managing Director
JPMorgan Chase Bank, N.A.
Columbus, OH

Fiduciary Investments (1:15-2:15pm)
Nanna Goodfellow

National Bank Examiner
Office of the Comptroller of the Currency
New York, NY

Bill Norris
Managing Director, Team Executive Boston
CIBC Private Wealth Management
Boston, MA

Fiduciary Operations (2:30-3:30pm)
Deborah Austin

Fiduciary Compliance Director
Wells Fargo Bank, Asset and Wealth
San Diego, CA


At this vital session, attendees will learn the foundational principles and requirements of Reg 9. Our 3-hour program will provide guidance for fiduciary ‘Administration,’ ‘Investments,’ and ‘Operations’ within Wealth & Asset Management services.Our speakers will discuss the critical compliance components in overseeing these essential services.

Our program will be a major tutorial for understanding Reg 9 for both new professionals to our industry as well as a current confirmation of Reg 9 coverage for experts.

We hope that you will take advantage of this cost-benefit opportunity to participate in our valuable non-travel education programs. FIRMA members enjoy discounted registration pricing for each of our webinars in 2024.

NOTE:  FIRMA encourages you to extend a special invitation to your Business First Line Executives, Audit Executives, your Bank Counsel Team, and all new hires to attend this timely, informative Seminar.

This program will be recorded for playback by registered attendees.


Enjoy:

  • 3 hours of top-tier industry relevant training
  • Connection to education from your work or home location
  • Interactive Questions and Answers with the speakers

Powered with a trusted and reputable virtual platform, Zoom, through Cypress Planning Group.

 

CONTINUING EDUCATION CREDITS (CE’s):

Certified FIRMA Members and Cannon CFIRS®, CCTP, CRPP, AFIM®, CTOP®, CTA, and CTCP Professionals are pre-approved for 3.0 CE’s for this Webinar. The American Bankers Association has pre-approved the following CE’s for this Webinar: CTFA and CRCM - 3.75 credits. Check with your credentials provider for specific applicability.

 

Registration deadline is July 10th.

Upcoming Events

Cancellations received through July 10, 2024 will be refunded less a $75 service charge. Cancellations made after July 10th are non-refundable. Written notification is required to process any cancellation or refund.