Rusty Sommer, 
CAIA, CTFA
VP, Head of Sales INVESTEDGE 
California

In this session, Attendees will learn about Compliance Technology Innovation:

• Robust data to ensure alignment and compliance
• Span the front, middle, and back office s Flexible and Robust Rules Engine to do the heavy lifting
• Workflow and Case Management
• Industries first solution that supports the OCC, FINRA, SEC and State Insurance Commissions in one product 
• Deliver artifacts used during examinations