Conference Materials

FIRMA Conference Materials

2021

Agenda

Tuesday, May 11, 2021

11:00 AM - 11:10 AM : Welcome

11:10 AM - 12:15 PM : General Session - Cyber Security – Current Risks

12:30 PM - 1:30 PM : General Session - Regulatory View - Risk Management Supervision Priorities

2:00 PM - 3:00 PM : Concurrent Sessions - Current Trends and Topics in SOC Reports

2:00 PM - 3:00 PM : Concurrent Sessions - When Breaking Up is NOT Hard to Do

2:00 PM - 3:00 PM : Concurrent Sessions -Actionable AML Insights: From Epstein to AML Regulatory Changes

3:15 PM - 4:15 PM : Concurrent Sessions - Special Needs Trusts

3:15 PM - 4:15 PM : Concurrent Sessions - Fiduciary Operations Best Practices: Strategies for Those with Limited Resources

3:15 PM - 4:15 PM : Concurrent Sessions - First Line of Defense Testing

4:30 PM - 5:30 PM : Concurrent Sessions - Auditing Against Reg 9 Standards

4:30 PM - 5:30 PM : Concurrent Sessions - Building an Investment Due-Diligence Program

4:30 PM - 5:30 PM : Concurrent Sessions - Cyber Security / Incidence Response Training

Wednesday, May 12, 2021

11:00 AM - 11:10 AM : Welcoming Remarks

11:10 AM - 12:15 PM : General Session - JP Morgan Guide to the Markets

12:30 PM - 1:30 PM : General Session - During a Crisis, No One is Looking for a Fiduciary

2:00 PM - 3:00 PM : Concurrent Sessions - Holistic Advice Requires Compliance Technology Innovation

2:00 PM - 3:00 PM : Concurrent Sessions - The Case of the Curious Collector

2:00 PM - 3:00 PM : Concurrent Sessions - ERISA Basics/Prohibited Transactions/ESOPs

3:15 PM - 1:15 PM : Concurrent Sessions - Optimizing the 2nd Line of Defense

3:15 PM - 4:15 PM : Concurrent Sessions - The AI Advantage: Putting Artificial Intelligence to Work for You in Risk and Compliance

3:15 PM - 4:15 PM : Concurrent Sessions - Third Party Service Provider Management for Trust Departments

4:30 PM - 5:30 PM : Concurrent Sessions - Making Heads and Tails of the Economy

4:30 PM - 5:30 PM : Concurrent Sessions - Three Lines; One Bank

4:30 PM - 5:30 PM : Concurrent Sessions - Marketing: Ethics, Responsibilities and Disclosures

Thursday, May 13, 2021

11:00 AM - 11:10 AM : Welcoming Remarks

11:10 AM - 12:15 PM : General Session - Growth at Risk

12:30 PM - 1:30 PM : General Session - Adapting Your Risk Structure to a Virtual World

2:00 PM - 3:00 PM : Concurrent Sessions - Investment Operations Activities

2:00 PM - 3:00 PM : Concurrent Sessions - Managing Digital and Intangible Assets

2:00 PM - 3:00 PM : Concurrent Sessions - Understanding Obscure Trusts

3:15 PM - 4:15 PM : Concurrent Sessions - 2021 Tax Unknown: What Risks Might This Cause

3:15 PM - 4:15 PM : Concurrent Sessions - It’s a Rough World Out There, Balancing Risk/Reward in Specialty Asset Management - aka Unique and Hard-to-Value Assets

3:15 PM - 4:15 PM : Concurrent Sessions - Sustainable & Impact Investing is taking off…but does it fit with fiduciary duty?

4:30 PM - 5:30 PM : Concurrent Sessions - Preparing for Your Next Regulatory Exam

4:30 PM - 5:30 PM : Concurrent Sessions - Preparing to Comply with DOL’s Investment Advice Exemption: Tips and Traps

4:30 PM - 5:30 PM : Concurrent Sessions - Profound and Problematic: The Opportunities and Challenges Presented by Irrevocable Trust Distributions

Speakers

Bailey, Holly A. : Concurrent Sessions - Three Lines; One Bank

Bailey, Holly A. : General Session - Adapting Your Risk Structure to a Virtual World

Bankston, Matt : Concurrent Sessions - Investment Operations Activities

Cecil , Philip W : Concurrent Sessions - Marketing: Ethics, Responsibilities and Disclosures

Chayet, Julie Min : Concurrent Sessions - When Breaking Up is NOT Hard to Do

Clark, Brian : Concurrent Sessions - The AI Advantage: Putting Artificial Intelligence to Work for You in Risk and Compliance

Cowley, Jeff : Concurrent Sessions - Holistic Advice Requires Compliance Technology Innovation

Dray, Robert : Concurrent Sessions - The Case of the Curious Collector

Durham, Charles A : Concurrent Sessions - Optimizing the 2nd Line of Defense

Echols, Michael A. : General Session - Cyber Security – Current Risks

Felix, Sarah Beth : Concurrent Sessions -Actionable AML Insights: From Epstein to AML Regulatory Changes

Hays, Mark : Concurrent Sessions - Sustainable & Impact Investing is taking off…but does it fit with fiduciary duty?

Hindel , Joanne : Concurrent Sessions - Profound and Problematic: The Opportunities and Challenges Presented by Irrevocable Trust Distributions

Kennedy, Michael : Concurrent Sessions - First Line of Defense Testing

Kropschot, Jeffrey S. : Concurrent Sessions - Preparing for Your Next Regulatory Exam

Lassila, Donn Alan : Concurrent Sessions - Fiduciary Operations Best Practices: Strategies for Those with Limited Resources

Lebovitz, David : General Session - JP Morgan Guide to the Markets

Lincoln, David : General Session - Growth at Risk

MacKenzie, Tom : Concurrent Sessions - Cyber Security / Incidence Response Training

Miller, Rae-Ann : General Session - Regulatory View - Risk Management Supervision Priorities

Musselman, Mike : Concurrent Sessions - Making Heads and Tails of the Economy

Namanny, Elizabeth W : Concurrent Sessions - Third Party Service Provider Management for Trust Departments

Panico-Marino, Rosemarie M : Concurrent Sessions - ERISA Basics/Prohibited Transactions/ESOPs

Pei-Rodriguez, Hanny : Concurrent Sessions - Special Needs Trusts

Pei-Rodriguez, Hanny : Concurrent Sessions - The Case of the Curious Collector

Phillips, Mendy : Concurrent Sessions - Current Trends and Topics in SOC Reports

Pope, Keyonn L : Concurrent Sessions - Managing Digital and Intangible Assets

Pray, Anna : Concurrent Sessions - Optimizing the 2nd Line of Defense

Ramer, Daniel E. : Concurrent Sessions - Profound and Problematic: The Opportunities and Challenges Presented by Irrevocable Trust Distributions

Rinko, Machelle : Concurrent Sessions - Third Party Service Provider Management for Trust Departments

Roberts, Jason C. : Concurrent Sessions - Preparing to Comply with DOL’s Investment Advice Exemption: Tips and Traps

Sainani, Tushar : Concurrent Sessions - Current Trends and Topics in SOC Reports

Speidel, Barbara : Concurrent Sessions - Auditing Against Reg 9 Standards

Tanner, Andrew : Concurrent Sessions - It’s a Rough World Out There, Balancing Risk/Reward in Specialty Asset Management - aka Unique and Hard-to-Value Assets

Tesarik, Lisa K : Concurrent Sessions - Building an Investment Due-Diligence Program

Trone, Don : General Session - During a Crisis, No One is Looking for a Fiduciary

Van Eeuwen , Kathryn S : Concurrent Sessions - Understanding Obscure Trusts

Vidmont, Shannon : Concurrent Sessions - Three Lines; One Bank

Whitcomb, Lisa M. : Concurrent Sessions - 2021 Tax Unknown: What Risks Might This Cause

Whitehurst, Stuart P : Concurrent Sessions - The Case of the Curious Collector