Conference Materials

2023

First Line of Defense Basics

Tuesday, May 2, 2023 11:45 AM - 12:45 PM

Speaker

Diana Vasquez

Session Description

The first line of defense owns the risk for its revenue generat activities. In this session, attendees will learn about the role of the first line of defense with respect to identifying, mitigating, monitoring, measuring, and reporting risk. Best practices for an effective first line of defense structure will be discussed as well as common pitfalls to avoid. The interactions between the first line of defense and second line Independent Risk Management and third line Internal Audit will also be examined.

Session Material

Session Material