What keeps us up at night? Join your peers in three different discussion groups of best practices, problem solving, leadership, governance, current issues, present challenges, and possible approaches to address all issues. We ask all federal and state regulators in attendance to join the "Regulators" Roundtable. All other attendees may choose the "Small to Midsize" or "Large" Institutions Roundtables.

The Roundtable for small to midsize financial services organizations will focus on current challenges, risks, and expectations and leading practices that the second line (Risk and Compliance control functions) and the third line (Internal Audit) are addressing and implementing. Topics will include among other things, how they are addressing regulatory guidance and expectations for risk control groups, managing senior stakeholder (senior management and boards/audit committee), use of tools to manage data and other information, controlling strategic risks, corporate governance and other related topics raised by the participants. Please join in the sharing of information and discussion of leading practices utilized by your fellow colleagues.