1:00 PM - 4:00 PM : ARC - Audit, Risk, Compliance -- Making It Work in Your Organization
1:00 PM - 4:00 PM : Building a Wealth Management Risk Assessment Model
8:15 AM - 9:15 AM : Keynote: Family Wealth - Is it Really About the Money?
9:30 AM - 10:30 AM : AML in the Digital/CryptoCurrency Environment
10:45 AM - 11:45 AM : Global and Domestic Economic Conditions and Their Affect on Wealth Management
11:45 AM - 1:15 PM : Luncheon with Speaker: LeaderMetrics: What Key Decision-makers Need to Know When Serving in a Key Leadership Role
1:15 PM - 2:30 PM : Optimizing Risk Management
1:15 PM - 2:30 PM : Three Lines of Defense for Trust Account Reviews
1:15 PM - 2:30 PM : Who Do You Trust? Know Your Customer...and All Things AML in the Trust World
2:45 PM - 4:00 PM : Who Do You Trust? Know Your Customer...and All Things AML in the Trust World (REPEAT)
2:45 PM - 4:00 PM : Optimizing Risk Management (REPEAT)
2:45 PM - 4:00 PM : Three Lines of Defense for Trust Account Reviews (REPEAT)
4:15 PM - 5:30 PM : Roundtable-Large Institutions
4:15 PM - 5:30 PM : Roundtable-Regulators
4:15 PM - 5:30 PM : Roundtable-Small to Midsize Institutions
8:00 AM - 9:00 AM : Keynote: How to Use the New Body Language to Turn Cubic Zirconia Relationships into Diamond Relationships
9:15 AM - 10:15 AM : Managing Risk: Hot Topics within the Investment Management Industry
10:30 AM - 12:00 PM : Regulator Panel
12:15 PM - 1:15 PM : Trust Legislative Update
2:45 PM - 4:45 PM : Approaching Risk Management from Square One for Wealth Management
8:00 AM - 9:00 AM : Keynote: The Legacy of Bernie Madoff
9:15 AM - 10:15 AM : Migration to T+2 Settlements
9:15 AM - 10:15 AM : Risk Management for Third Party Relationships--OCC Expectations for Wealth Management Activities
9:15 AM - 10:15 AM : RC-T Reporting--Your Risk Tips & Traps
9:15 AM - 10:15 AM : ILITs
10:30 AM - 11:30 AM : Hedge Funds/Alternatives/ ETFs (Deeper Dive)
10:30 AM - 11:30 AM : Operational Risk Management: New Products and Offerings
10:30 AM - 11:30 AM : Proxy Voting Due Diligence
10:30 AM - 11:30 AM : FATCA & Muni Advisor Post Mortem
1:15 PM - 2:15 PM : Operational Risk Management: New Products and Offerings (REPEAT)
1:15 PM - 2:15 PM : Conflicts of Interest--Is Your Program Effective?
1:15 PM - 2:15 PM : ERISA Update
1:15 PM - 2:15 PM : The Tale of Enron: What the Smartest Guys in a Room Can Teach Us About Concentrations!
2:30 PM - 3:30 PM : Trust & Wealth Management Audit Risk Strategies
2:30 PM - 3:30 PM : The Tale of Enron: What the Smartest Guys in a Room Can Teach Us About Concentrations! (REPEAT)
2:30 PM - 3:30 PM : How to Mitigate Litigation Risk
2:30 PM - 3:30 PM : IRA Custodial Responsibilities
3:45 PM - 4:45 PM : IRA Custodial Responsibilities (REPEAT)
3:45 PM - 4:45 PM : Medallion Stamp, Notary and Guarantee Signature Risks
3:45 PM - 4:45 PM : CrowdFunding
3:45 PM - 4:45 PM : Trust & Wealth Management Audit Risk Strategies (REPEAT)
8:00 AM - 9:00 AM : Keynote: Today's Risk Management Challenges for Wealth
9:15 AM - 10:15 AM : Fiduciary and Trust Governance-Are You Informing the Right People in the Right Positions About Fiduciary Risk?
10:30 AM - 11:30 AM : Conference Highlights and Key Takeaways: Small to Midsize Institutions
10:30 AM - 11:30 AM : Conference Highlights and Key Takeaways: Large Institutions
10:30 AM - 11:30 AM : Conference Highlights and Key Takeaways: Regulators
Alyward, Patrick : FATCA & Muni Advisor Post Mortem
Austin, Deborah : Conflicts of Interest--Is Your Program Effective?
Burr, James : FATCA & Muni Advisor Post Mortem
Calaby, Cecilia : Trust Legislative Update
Dahl, James : How to Mitigate Litigation Risk
Dalton, Tish : Regulator Panel
Dalton, Tish : Risk Management for Third Party Relationships--OCC Expectations for Wealth Management Activities
De Vries, Jennifer : Roundtable-Large Institutions
De Vries, Jennifer : Conference Highlights and Key Takeaways: Large Institutions
DeMaris, Fran : ILITs
Dindoffer, Joan : Who Do You Trust? Know Your Customer...and All Things AML in the Trust World
Dindoffer, Joan : Who Do You Trust? Know Your Customer...and All Things AML in the Trust World (REPEAT)
Dow, James : Regulator Panel
Edwards, Bev : IRA Custodial Responsibilities
Edwards, Bev : IRA Custodial Responsibilities (REPEAT)
Eller, Jennifer : ERISA Update
Fay, Michael : Managing Risk: Hot Topics within the Investment Management Industry
Garcia, Lisa : Operational Risk Management: New Products and Offerings
Garcia, Lisa : Operational Risk Management: New Products and Offerings (REPEAT)
Goldberg, Bruce : Roundtable-Small to Midsize Institutions
Goldberg, Bruce : Conference Highlights and Key Takeaways: Small to Midsize Institutions
Heilmann, Chris : Keynote: Family Wealth - Is it Really About the Money?
Henriques, Diana : Keynote: The Legacy of Bernie Madoff
Johanneck, Randy : Who Do You Trust? Know Your Customer...and All Things AML in the Trust World
Johanneck, Randy : Who Do You Trust? Know Your Customer...and All Things AML in the Trust World (REPEAT)
Jonke, David : Building a Wealth Management Risk Assessment Model
Jonke, David : Roundtable-Large Institutions
Jonke, David : Conference Highlights and Key Takeaways: Large Institutions
Koehn, Karen : RC-T Reporting--Your Risk Tips & Traps
Kropschot, Jeffrey S. : Building a Wealth Management Risk Assessment Model
Kropschot, Jeffrey S. : Roundtable-Regulators
Kropschot, Jeffrey S. : Conference Highlights and Key Takeaways: Regulators
LaPierre, Mary : Medallion Stamp, Notary and Guarantee Signature Risks
Lee, Duane : Three Lines of Defense for Trust Account Reviews
Lee, Duane : Three Lines of Defense for Trust Account Reviews (REPEAT)
Marion, James : Fiduciary and Trust Governance-Are You Informing the Right People in the Right Positions About Fiduciary Risk?
Norris, William : Hedge Funds/Alternatives/ ETFs (Deeper Dive)
O'Hanlon, Elizabeth : Proxy Voting Due Diligence
Pattegar, Satish : ARC - Audit, Risk, Compliance -- Making It Work in Your Organization
Pattegar, Satish : Optimizing Risk Management
Pattegar, Satish : Optimizing Risk Management (REPEAT)
Pelcak, Gary : Roundtable-Small to Midsize Institutions
Pelcak, Gary : Conference Highlights and Key Takeaways: Small to Midsize Institutions
Perlmutter, Mark : CrowdFunding
Perryman, Ray : Global and Domestic Economic Conditions and Their Affect on Wealth Management
Pinkerton, Brian : Approaching Risk Management from Square One for Wealth Management
Smith, Marilyn : ARC - Audit, Risk, Compliance -- Making It Work in Your Organization
Smith, Marilyn : Optimizing Risk Management
Smith, Marilyn : Optimizing Risk Management (REPEAT)
Stoeckert, Brian : AML in the Digital/CryptoCurrency Environment
Thomas, Francis : Trust & Wealth Management Audit Risk Strategies
Thomas, Francis : Trust & Wealth Management Audit Risk Strategies (REPEAT)
Ulrich, Christopher : Keynote: How to Use the New Body Language to Turn Cubic Zirconia Relationships into Diamond Relationships
Usmani, Asma : The Tale of Enron: What the Smartest Guys in a Room Can Teach Us About Concentrations!
Usmani, Asma : The Tale of Enron: What the Smartest Guys in a Room Can Teach Us About Concentrations! (REPEAT)
Walter-Clifton, Carla : Regulator Panel
Weiss, Gail : Migration to T+2 Settlements
Whalen, T. Kevin : Approaching Risk Management from Square One for Wealth Management
Williams, Julie : Keynote: Today's Risk Management Challenges for Wealth