Conference Materials

2015

Regulator Panel

Tuesday, April 21, 2015 10:30 AM - 12:00 PM

Speakers

Tish Dalton

Risk Specialist
OFFICE OF THE COMPTROLLER OF THE CURRENCY
Washington, DC

Speaker Bio
James Dow

Director - Wealth Management & Operations Risk
Dept. of Supervision & Regulation
FEDERAL RESERVE BANK OF ATLANTA
Atlanta, Georgia

Speaker Bio
Carla Walter-Clifton

Trust Examination Specialist
FDIC
Kansas City, Missouri

Speaker Bio

Session Description

This is always a valuable and not-to-miss session with our primary federal regulators. These agency leaders will share their current fiduciary examination and policy initiatives, each responding respectively to a series of questions posed by FIRMA. This unique format will allow attendees to hear how each agency is addressing financial reform.

Session Materials

Presentation - Walter-Clifton

Presentation - Dow

Presentation - Dalton