Monday, April 23, 2018 4:45 PM - 5:45 PM
EVP, Fiduciary Compliance Manager
FROST BANK
San Antonio, Texas
Compliance Senior Director - Wealth and Asset Management Division
Senior Vice President
FIFTH THIRD BANK
Chicago, Illinois
Join your peers in four different roundtable discussion groups for discussions around best and leading practices to address current or emerging issues and challenges. We ask all Federal and State regulators in attendance to join the “Regulators” Roundtable. All other attendees may choose their Roundtable of choice by discipline - “Audit”; “Risk / Compliance”; or “First Line of Defense.”