1:00 PM - 4:00 PM : Enterprise-Wide Vendor Management
1:00 PM - 4:00 PM : Workshop II: Core Tenets for Effective Operational Fiduciary Risk Management Programs
8:15 AM - 9:15 AM : Keynote: A Little Paranoia Goes a Long Way these Days: Risk, Regulation, and Reputation
9:30 AM - 10:30 AM : The U.S. and Global Economy: Late-Cycle Challenges and Opportunities
10:45 AM - 11:45 AM : Conficts of Interest – The Fiduciary’s Bane
1:00 PM - 2:00 PM : Middle Office Efficiencies
1:00 PM - 2:00 PM : Technology Innovations - Learning From the Past, With Eyes on the Future
1:00 PM - 2:00 PM : Monitoring the Trading Desk
1:00 PM - 2:00 PM : Regulatory Panel
2:15 PM - 2:15 PM : Evolving Your Anti-Money Laundering (AML) Program
2:15 PM - 3:15 PM : Regulatory Panel
2:15 PM - 3:15 PM : Digital Assets: Risk Mitigation
2:15 PM - 3:15 PM : Ethics
3:30 PM - 4:30 PM : Habits of a Highly Effective First Line of Defense in the Fiduciary Business
3:30 PM - 4:30 PM : Habits of the Highly Effective Compliance Manager
3:30 PM - 2:30 PM : Habits of a Highly Effective Audit Function
3:30 PM - 4:30 PM : Evolving Your Anti-Money Laundering (AML) Program
4:45 PM - 5:45 PM : Roundtable: Audit
4:45 PM - 5:45 PM : Roundtable: Risk/Compliance
4:45 PM - 5:45 PM : Roundtable: First Line of Defense
4:45 PM - 5:45 PM : Roundtable: First Line of Regulators
8:00 AM - 9:00 AM : Keynote: Lead Without Speaking - The Importance of Non-verbal Communication
9:15 AM - 10:15 AM : ABA Trust Legislative Update
10:30 AM - 11:30 AM : Cyber Security
11:45 AM - 12:45 PM : Fiduciary Conduct
2:30 PM - 4:30 PM : Focus Session I: What's Key in KRIs
2:30 PM - 4:30 PM : Risks and Oversight in Social Media in the Trust / Wealth Business
8:00 AM - 9:00 AM : Keynote: Maximizing Your Gen Y ROI
9:15 AM - 10:15 AM : DOL Rule – Critical Highlights and Status
9:15 AM - 10:15 AM : Delegation of Fiduciary Investment Responsibilities
9:15 AM - 10:15 AM : Playing with Matches: Avoiding the Trustee Risks You Didn’t Know Existed
9:15 AM - 10:15 AM : Shining a Light on New Business: What Lurks in the Shadows?
10:30 AM - 11:30 AM : ERISA Update - Considerations for Providers and their Clients
10:30 AM - 11:30 AM : Special Needs Trusts - Administration Challenges
10:30 AM - 11:30 AM : Delegation of Fiduciary Investment Responsibilities
10:30 AM - 11:30 AM : Countdown to T+0
1:15 PM - 2:15 PM : ERISA Update - Considerations for Providers and their Clients
1:15 PM - 2:15 PM : Whistleblowing as Part of Compliance Program DNA
1:15 PM - 2:15 PM : Wealthy Clients Love to Collect Hard To Value Assets
1:15 PM - 2:15 PM : FinTech: Innovating Digital Financial Services
2:30 PM - 3:30 PM : Review of the Past Year’s Significant, Curious, or Downright Fascinating Fiduciary Cases
2:30 PM - 3:30 PM : Data Analytics / Predictive Analytics
2:30 PM - 3:30 PM : Senior Clients: Financial Exploitation and Diminished Capacity
2:30 PM - 3:30 PM : IRA’s - Unique Assets and Other Current Risk Issues
3:45 PM - 4:45 PM : Current Fiduciary Litigation
3:45 PM - 4:45 PM : ROBO Advisor – Strategy and Risks
3:45 PM - 4:45 PM : Compliance Programs for Community Banks
3:45 PM - 4:45 PM : Managing the Risks of Account Officer Succession
8:00 AM - 9:00 AM : Keynote: Remembering (and Forgetting) Black Monday
9:15 AM - 10:15 AM : Are You Ready for the New Perfect Storm?
10:30 AM - 11:30 AM : Conference Highlights and Key Takeaways: Audit
10:30 AM - 11:30 AM : Conference Highlights and Key Takeaways: Risk / Compliance
10:30 AM - 11:30 AM : Conference Highlights and Key Takeaways: First Line of Defense
10:30 AM - 11:30 AM : Conference Highlights and Key Takeaways: Regulators
Alden, Benjamin : ROBO Advisor – Strategy and Risks
Andrews, Don : Fiduciary Conduct
Bailey, Holly A. : Workshop II: Core Tenets for Effective Operational Fiduciary Risk Management Programs
Beshea, Bradley F. : Roundtable: Risk/Compliance
Beshea, Bradley F. : Conference Highlights and Key Takeaways: Risk / Compliance
Brodsky, Michael E. : Whistleblowing as Part of Compliance Program DNA
Buchanan, J. Phil : Managing the Risks of Account Officer Succession
Bujalski, Keith : Habits of a Highly Effective Audit Function
Calaby, Cecelia A. : ABA Trust Legislative Update
Carroll, David : Keynote: A Little Paranoia Goes a Long Way these Days: Risk, Regulation, and Reputation
Clark, John L. : Roundtable: First Line of Defense
Clark, John L. : Conference Highlights and Key Takeaways: First Line of Defense
Cook, Chris : Monitoring the Trading Desk
Coyne, Michael D. : Focus Session I: What's Key in KRIs
De Vries, Jennifer : Habits of a Highly Effective First Line of Defense in the Fiduciary Business
Dindoffer, Joan : Ethics
Dougherty, Paul : Evolving Your Anti-Money Laundering (AML) Program
Egbuono, Chiz : Regulatory Panel
Fata, Frances : Special Needs Trusts - Administration Challenges
Fitzsimons, Dana : Review of the Past Year’s Significant, Curious, or Downright Fascinating Fiduciary Cases
Goldberg, Bruce : Roundtable: Audit
Goldberg, Bruce : Conference Highlights and Key Takeaways: Audit
Gonc, Laszlo : Are You Ready for the New Perfect Storm?
Goodfellow, Nanna : Regulatory Panel
Grindstaff, Keith E. : Senior Clients: Financial Exploitation and Diminished Capacity
Halter, Michael : Middle Office Efficiencies
Henriques, Diana : Keynote: Remembering (and Forgetting) Black Monday
Hetherington, Cynthia : Risks and Oversight in Social Media in the Trust / Wealth Business
Hughes, James G. : Data Analytics / Predictive Analytics
Jaskinia, Katie : IRA’s - Unique Assets and Other Current Risk Issues
Jeanneret, Casey : Conference Highlights and Key Takeaways: First Line of Defense
Jonke, David : Roundtable: Risk/Compliance
Jonke, David : Conference Highlights and Key Takeaways: Risk / Compliance
Kelly, CFIRS, Scott : Roundtable: First Line of Regulators
Kelly, CFIRS, Scott : Conference Highlights and Key Takeaways: Regulators
Korzenik, Jeff : The U.S. and Global Economy: Late-Cycle Challenges and Opportunities
Kropschot, Jeffrey S. : Enterprise-Wide Vendor Management
Lavigne, Robert P : Enterprise-Wide Vendor Management
Levine, David : DOL Rule – Critical Highlights and Status
Maloy, Todd : Delegation of Fiduciary Investment Responsibilities
Marion, James : Conficts of Interest – The Fiduciary’s Bane
McDaniel, Aaron : Keynote: Maximizing Your Gen Y ROI
Mitchell, Ian : Technology Innovations - Learning From the Past, With Eyes on the Future
Norris, William T. : Roundtable: First Line of Defense
Orange, Michael W. : Regulatory Panel
Pastore, James J. : Cyber Security
Pattegar, Satish : Countdown to T+0
Pelcak, Gary : Roundtable: Audit
Pelcak, Gary : Conference Highlights and Key Takeaways: Audit
Rheam, Eric : Keynote: Lead Without Speaking - The Importance of Non-verbal Communication
Rinko, CPA, CIA, CFIRS, Machelle : Compliance Programs for Community Banks
Ryan, Alexander : ERISA Update - Considerations for Providers and their Clients
Shepherd, John L. : Digital Assets: Risk Mitigation
Sirgo, Linda : Workshop II: Core Tenets for Effective Operational Fiduciary Risk Management Programs
Stoeckert, Brian : FinTech: Innovating Digital Financial Services
Susini, Jason P. : Shining a Light on New Business: What Lurks in the Shadows?
Villwock, David S. : Habits of the Highly Effective Compliance Manager
Wert, Ronald : Regulatory Panel
Whalen, T. Kevin : Wealthy Clients Love to Collect Hard To Value Assets
Wolven, Lauren : Playing with Matches: Avoiding the Trustee Risks You Didn’t Know Existed