This the feature article from our Issue #4, 2019 FIRMA FORUM Newsletter. Members can view the entire issue, and past issues, in our archive
Part 3: Risk Management, Compliance, and Audit Processfor Life Insurance assets
By Barry D. Flagg and Don Moore, Jr.
This topic is being presented as Part 3 of a 3-part series on due-diligence for Life Insurance assets. Compliance and risk management implications relative to thlandscape will change how we select, manage and communicate with our customers regarding life insurance. This series gives us an in-depth view of the Best Interest Rule, Regulation 187. For Parts 1 and 2 of this in-depth view, see Issues 2 and 3 of the FIRMA FORUM “New York Best Interest Rule for Life Insurance (Regulation 187).