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This the feature article from our Issue #3, 2023 FIRMA FORUM Newsletter. Members can view the entire issue, and past issues, in our archive

What Role Should Compliance Play in ESG?

By Bernadine Reese and Jackie Sanz

Eric Knauss, President and Chief Investment Officer Proteus, LLC

Regulators and many other stakeholders are intently focused on how financial institutions address environmental, social and governance (ESG) matters. Within financial institutions, boards of directors, executive management and much of the C-suite are weighing in on the ESG strategy and approach. Chief compliance officers (CCOs), though, have been remarkedly silent. This void raises the obvious question “What role should Compliance play in ESG?” Read More...