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Conference Materials

FIRMA Conference Materials

Complete Session Index

YearSpeaker Session
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2013Addleman, KatherineSecurities Regulator Panel
2018Alden, BenjaminROBO Advisor – Strategy and Risks
2014Alexander, CliffordMuni Advisor Rule
2015Alyward, PatrickFATCA & Muni Advisor Post Mortem
2018Andrews, DonFiduciary Conduct
2014Antonelli, PamelaPanel Operations Risk Update / Hot Topics
2019Austin, DeborahPre-Conference Workshop II-First vs. Second Line of Defense
2013Austin, DeborahLetters and Titles and Tags
2014Austin, DeborahIn-Conference Seminar: Preparing for & Managing a Regulatory Exam
2015Austin, DeborahConflicts of Interest--Is Your Program Effective?
2019Bailey , GabrielleGeneral Session - Fiduciary Executive Panel – Personal Trust – Our Changing World
2018Bailey, Holly A.Workshop II: Core Tenets for Effective Operational Fiduciary Risk Management Programs
2021Bailey, Holly A.Concurrent Sessions - Three Lines; One Bank
2021Bailey, Holly A.General Session - Adapting Your Risk Structure to a Virtual World
2021Bankston, MattConcurrent Sessions - Investment Operations Activities
2019Beck, CFP®, CAIA, CIPM, MichaelBreakout Sessions - Investment Performance – Benchmarks, Models, and GIPS®
2018Beshea, Bradley F.Roundtable: Risk/Compliance
2018Beshea, Bradley F.Conference Highlights and Key Takeaways: Risk / Compliance
2019Beshea, Bradley F. Roundtable Sessions - Small and Regional Banks / Risk / Compliance / FLOD
2019Beshea , Bradley F.Roundtable Sessions- Conference Highlights & Key Takeaways:Small & Regional Banks / Risk / Compliance / FLOD
2013Bilko, DavidPanel - Satisfactory to Strong
2019Brian, Merrill Breakout Sessions - Sales Practices and Bad Behavior
2018Brodsky, Michael E.Whistleblowing as Part of Compliance Program DNA
2018Buchanan, J. PhilManaging the Risks of Account Officer Succession
2019Buchanan , J. PhilGeneral Session - Trust 2030
2014Buffington, Mary BethPanel Operations Risk Update / Hot Topics
2013Bujalski, KeithRoundtable - Auditing
2018Bujalski, KeithHabits of a Highly Effective Audit Function
2015Burr, JamesFATCA & Muni Advisor Post Mortem
2019Calaby , CeceliaBreakout Sessions - ABA Trust Legislative Update: Our Positive Policy Environment
2019Calaby , CeceliaBreakout Sessions - ABA Trust Legislative Update: Our Positive Policy Environment
2014Calaby, Cecelia A.Trust Legislative Update
2018Calaby, Cecelia A.ABA Trust Legislative Update
2015Calaby, CeciliaTrust Legislative Update
2013Calaby, CeciliaTrust Legislative Update
2019Calacagno, AnthonyBreakout Sessions - Regulatory Panel
2019Calacagno, AnthonyBreakout Sessions - Regulatory Panel
2014Campbell, BradfordIRAs
2013Campisi, DominicKeynote Session - Risk and Reward-Asset Allocation in a Changed World
2014Campisi, DominicFiduciary Litigation
2018Carroll, DavidKeynote: A Little Paranoia Goes a Long Way these Days: Risk, Regulation, and Reputation
2021Cecil , Philip WConcurrent Sessions - Marketing: Ethics, Responsibilities and Disclosures
2014Chaparro, FranciscaElectronic Signatures in Global and National Commerce Act at Your Company
2021Chayet, Julie MinConcurrent Sessions - When Breaking Up is NOT Hard to Do
2021Clark, Brian Concurrent Sessions - The AI Advantage: Putting Artificial Intelligence to Work for You in Risk and Compliance
2018Clark, John L.Roundtable: First Line of Defense
2018Clark, John L.Conference Highlights and Key Takeaways: First Line of Defense
2014Compton, MarkAdvanced Session / Operations
2018Cook, ChrisMonitoring the Trading Desk
2013Corcoran, DickIn-Conference Seminar: Fiduciary Governance
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