Conference Materials

FIRMA Conference Materials

Complete Session Index

YearSpeaker Session
Apply Filter:
2022Adams, SarahAgile Auditing and Risk Compliance
2013Addleman, KatherineSecurities Regulator Panel
2023Albrecht, DanielleConference Highlights and Key Takeaways: Small & Regional Institutions Risk/Compliance/FLOD
2023Albrecht, DanielleRoundtable: Small & Regional Institutions Risk/Compliance/FLOD
2018Alden, BenjaminROBO Advisor – Strategy and Risks
2014Alexander, CliffordMuni Advisor Rule
2015Alyward, PatrickFATCA & Muni Advisor Post Mortem
2018Andrews, DonFiduciary Conduct
2022Andrews, DonConflicts of Interest - Life Lessons Ancient & Modern ERM
2022Andrews, DonConflicts of Interest - Life Lessons Ancient & Modern ERM (REPEAT)
2014Antonelli, PamelaPanel Operations Risk Update / Hot Topics
2023Archibald, NeilThe Culture Ethics Connection
2023Archibald, NeilThe Culture Ethics Connection
2023Austin, DeborahSecond Line Testing
2019Austin, DeborahPre-Conference Workshop II-First vs. Second Line of Defense
2013Austin, DeborahLetters and Titles and Tags
2014Austin, DeborahIn-Conference Seminar: Preparing for & Managing a Regulatory Exam
2015Austin, DeborahConflicts of Interest--Is Your Program Effective?
2023Bailey, GabrielleFiduciary Executive Panel - Current Events and Trends in Personal Trust
2019Bailey , GabrielleGeneral Session - Fiduciary Executive Panel – Personal Trust – Our Changing World
2022Bailey , GabrielleFiduciary Executive Panel - Current Events andTrends in Personal Trust
2023Bailey, HollyFiduciary Executive Panel - Current Events and Trends in Personal Trust
2021Bailey, Holly A.General Session - Adapting Your Risk Structure to a Virtual World
2022Bailey, Holly A.Climate Change - Risk Planning and Reporting
2018Bailey, Holly A.Workshop II: Core Tenets for Effective Operational Fiduciary Risk Management Programs
2021Bailey, Holly A.Concurrent Sessions - Three Lines; One Bank
2023Bankston, MattBeyond the Basics - Investment Tools
2021Bankston, MattConcurrent Sessions - Investment Operations Activities
2022Bankston, MattFocus Session II: Trust Related RIA Oversight - Risks and Hot Topics
2023Bazarow, JamieRegulator Panel
2022Bazarow, JamieRegulator Panel
2019Beck, CFP®, CAIA, CIPM, MichaelBreakout Sessions - Investment Performance – Benchmarks, Models, and GIPS®
2023Belcher, ThomasRegulator Panel
2019Beshea, Bradley F. Roundtable Sessions - Small and Regional Banks / Risk / Compliance / FLOD
2019Beshea , Bradley F.Roundtable Sessions- Conference Highlights & Key Takeaways:Small & Regional Banks / Risk / Compliance / FLOD
2018Beshea, Bradley F.Roundtable: Risk/Compliance
2018Beshea, Bradley F.Conference Highlights and Key Takeaways: Risk / Compliance
2013Bilko, DavidPanel - Satisfactory to Strong
2022Bohlen, NeilAuditing - Leveraging Work with Independence
2023Bohlen, NeilBeyond the Basics - Trust Audits
2019Brian, Merrill Breakout Sessions - Sales Practices and Bad Behavior
2023Bridgeman, W. MichaelConference Highlights and Key Takeaways: Small & Regional Institutions Risk/Compliance/FLOD
2023Bridgeman, W. MichaelRoundtable: Small & Regional Institutions Risk/Compliance/FLOD
2018Brodsky, Michael E.Whistleblowing as Part of Compliance Program DNA
2018Buchanan, J. PhilManaging the Risks of Account Officer Succession
2019Buchanan , J. PhilGeneral Session - Trust 2030
2014Buffington, Mary BethPanel Operations Risk Update / Hot Topics
2013Bujalski, KeithRoundtable - Auditing
2018Bujalski, KeithHabits of a Highly Effective Audit Function
2022Burns, Kevin J.Workshop II: Risk Management Pulse Check
Next 451